401k Advice

A sound investment strategy.

I assume the responsibility of watching your retirement plan options. I utilize quantitative analytics to rank and personalize your plan choices to your own objectives and risk number.  Monthly and quarterly rankings and risk levels are monitored, and, determine when it’s appropriate to modify your investment decisions.  I provide easy-to-understand, specific advice regarding the options in your company retirement plan. You will understand why we are making a recommendation, when to execute on it, and how it may affect your portfolio.

This service functions as an early warning system for our retirement plan advisory clients. I intimately know our clients' retirement plan options.

I am not affiliated with any individual plan, and offer an independent, third-party analysis of your plan and decisions. My individual 401-k/deferred comp clients pay a level investment advisory fee.

I use computer models and research databases to provide objective and conflict free investment advice at a Fiduciary level.  

Step 1

Complete Portfolio risk questionnaire (Determine your risk number.) see main web page

Provide your current allocation choices

Step 2

Schedule a 10 minute online meeting to analyze your risk number and

Current choices. Many people find out what they should own and what they do own are

Not the same. They also realize what they don’t know could cost them thousands of dollars.

Step 3

Complete paper work and allocate

Monthly newsletter.
Monitoring of changes in risk levels.
Monitoring relative strength of menu choices.

Investing involves risk including the potential loss of principal. No investment strategy including technical analysis can guarantee a profit or protect against loss in periods of declining values. While a stop order is designed to limit an investor’s loss on a security, this strategy cannot guarantee a profit or protect against loss in a declining market.